Trading halt

Results: 193



#Item
101Finance / New York Stock Exchange / Order / Securities Exchange Act / Trading halt / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 15, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 and 21.

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Source URL: www.sec.gov

Language: English - Date: 2014-09-15 16:37:17
102Order / New York Stock Exchange / Finance / Trading halt / Stock market / Financial economics / Investment

SR-BYX[removed]Exhibit 5 Page 32 of 34

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Source URL: www.sec.gov

Language: English - Date: 2014-09-15 16:37:22
103Finance / New York Stock Exchange / Order / Trading halt / Securities Exchange Act / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]September 15, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BAT

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Source URL: www.sec.gov

Language: English - Date: 2014-09-15 16:37:22
104Financial markets / Stock market / Financial regulation / Short / Short selling / Repurchase agreement / NASDAQ / E-Trade / Trading halt / Financial economics / Investment / Finance

February 2013: FIF Market Share & Dynamics Reports – Executive Summary

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Source URL: www.mondovisione.com

Language: English - Date: 2014-08-21 14:55:40
105Investment / United States securities law / Finance / Trading halt / Securities Exchange Act / OTC Markets Group / U.S. Securities and Exchange Commission / OTC Bulletin Board / Securities market / Stock market / Financial economics / Business

July 10, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2006-07-12 15:24:03
106Stock market / Financial services / Financial regulation / Corporate crime / U.S. Securities and Exchange Commission / Trading halt / Hedge fund / Self-regulatory organization / Commodity Futures Trading Commission / Financial economics / Investment / Finance

October 25, 2011 Via Electronic Mail: [removed] Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2011-10-27 09:27:56
107Economics / NASDAQ / Trading halt / Order / Stock / Initial public offering / Stock market / Financial economics / Investment

SR-NASDAQ[removed]Page 18 of 20 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is

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Source URL: www.sec.gov

Language: English - Date: 2014-08-04 08:48:45
108Financial markets / Financial regulation / Short selling / Stock market / Flash Crash / New York Stock Exchange / Trading halt / Mark-to-market accounting / Dow Jones Industrial Average / Finance / Financial economics / Business

Microsoft Word - Comments by Professor James J Angel Phd CFA on Market Wide Circuit Breakers.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-10-25 14:35:52
109Finance / Financial markets / United States Securities and Exchange Commission / Chicago Board Options Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / New York Stock Exchange / Trading halt / Financial economics / Stock market / Investment

October 27, 2011 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2011-10-28 11:41:57
110Finance / Investment / Stock market / Economy of Canada / Universal Market Integrity Rules / Trading halt / Algorithmic trading / Short / Volatility / Financial markets / Financial economics / Mathematical finance

Guidance Respecting the Expansion of Single-Stock Circuit Breakers

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Source URL: iiroc.ca

Language: English - Date: 2014-07-10 10:46:04
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